Barnes & Noble Education, Inc.
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(Name of Issuer)
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Common Stock
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(Title of Class of Securities)
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06777U101
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(CUSIP Number)
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December 31, 2017
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(Date of Event which Requires Filing of this Statement)
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☐
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Rule 13d-1(b)
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☒
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Rule 13d-1(c)
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☐
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Rule 13d-1(d)
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1
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NAMES OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Daniel R. Tisch
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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3,161,212
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6
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SHARED VOTING POWER
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7
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SOLE DISPOSITIVE POWER
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3,161,212
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8
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SHARED DISPOSITIVE POWER
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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3,161,212
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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6.7%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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Item 1(a)
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Name of Issuer:
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Item 1(b)
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Address of Issuer’s Principal Executive Offices:
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Item 2(a)
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Name of Person Filing:
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Item 2(b)
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Address of Principal Business Office or, if none, Residence:
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Item 2(c)
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Citizenship:
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Item 2(d)
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Title of Class of Securities:
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Item 2(e)
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CUSIP Number:
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Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or (c), check whether the person filing is a: N/A
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(a) ☐
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b) ☐
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c) ☐
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d) ☐
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e) ☐
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f) ☐
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g) ☐
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A parent holding company or control person in accordance with §240.13d‑1(b)(1)(ii)(G);
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(h) ☐
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i) ☐
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a‑3);
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(j) ☐
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A group, in accordance with §240.13d-1(b)(1)(ii)(J).
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Item 4.
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Ownership.
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Item 5.
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Ownership of Five Percent or Less of a Class.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
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Item 8. |
Identification and Classification of Members of the Group.
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Item 9. |
Notice of Dissolution of Group.
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Item 10. |
Certification.
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/s/ Daniel R. Tisch
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Daniel R. Tisch
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